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Global Translational Medicine                                         New neck examination for sleep apnea



            been found to occur internationally at the rate of 12% of   Disorders Questionnaire (SDQ)-2,  the NoSAS,  and
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            the general population for all types of sleep-disordered   the OSA50.  There have also been several critical reviews
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            breathing (SDB, minor to severe) and at the rate of 5% for   of these and other questionnaires 17-19  focusing on their
            moderate to severe OSA.  While these authors noted some   sensitivity to the presence of SDB and their specificity
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            racial, ethnic, and geographic differences, they showed   in excluding other diagnoses. This is usually reported
            that the condition is found in all countries and populations   as a receiver operating characteristics (ROC) analysis
            at approximately the same rate, attesting to its biological   using the NPSG as the gold standard. In summary, very
            etiology. In most cases, its etiology is attributed to reversible   few questionnaires have a sensitivity over 70% with a
            obstruction of the “soft” airway, that is, the airway superior   simultaneous specificity of over 60%, and therefore, their
            to the vocal cords. OSA has strong associations with   positive and negative predictive values leave much to be
            pathological daytime sleepiness, hypertension, type  2   desired, considering the modest fraction of the population
            diabetes, and myocardial infarction.  The most common   who suffer OSA or milder SDB. While questionnaires
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            and least invasive treatment is continuous positive airway   can be suggestive of SDB, they fall considerably short of
            pressure  (CPAP)  for OSA,  but  various otolaryngological   a diagnosis on which treatment decisions could be made.
            surgeries that produce various outcomes against SDB have
            been proposed. 5                                     Physical examinations that have been used to predict
                                                               the presence of SDB include: body weight and body
              Since 1976, OSA has been reliably identified through an   mass index (BMI); neck circumference; and oral cavity
            NPSG. Recently, milder forms of SDB such as hypopneas   examination rating scales such as the modified Mallampati
            and the even milder respiratory event-related arousals   (MM)  soft  palate  position scale  (scored  1 –  4)  and the
            (RERAs) have been identified and found to cause sleep   Friedman tonsil size (FTS) scale  (scored 0 – 4 with “0”
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            disruption similar to OSA in many patients,  although   indicating that tonsils have been removed). As these two
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            they cause less hypoxia. Due to the diverse definitions of   tests have been performed in different ways by different
            RERAs, we did not assess them in this study.       clinicians, Yu and Rosen  summarized the accepted way
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              For many years, the NPSG has been the only definitive   to perform them and also reviewed individual papers
            way to identify SDB. However, in North America and   and meta-analyses that showed a modest but significant
            Europe, despite most major hospitals having a sleep   prediction of OSA by both techniques. In brief, the MM
            laboratory, it is still a scarce resource in rural and isolated   palate assessment is performed with the mouth wide open
            areas. In many other countries, NPSG is essentially   and the tongue protruded, while in the FTS, the tonsil size
            unavailable. While NPSG is still regarded as the “gold   is rated with the tongue at rest in the open mouth. Yu and
            standard” for diagnosis of SDB, it is also a labor-intensive   Rosen concluded that there was still debate about the utility
            procedure that presently costs upwards of US$ 1000 per   of these  two rating scales due to their  relatively modest
            night  and even existing sleep disorders centers have long   correlations with  polysomnographic OSA  diagnosis,
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            waiting lists.                                     higher correlations in men compared to women, and low
                                                               inter-rater reliability (kappa = 0.36).
              For this reason, other methods that enable instant and
            economical identification of SDB have been proposed.   Confusion in the literature arises due to a second
            In this context, a simple screening test that could easily   rating scale proposed by Friedman, the “Friedman
            detect the characteristics of SDB is required so that the   tongue position” (FTP) scale, which to simplify, is an MM
            patient could be referred for more rigorous diagnosis   examination with the tongue in the rest position. The FTP
            and treatment. Such screening tests fall into one of four   was not employed in the present study. Therefore, in the
            categories: (i)  patient self-report questionnaires (see   present paper, MM refers exclusively to assessment of palate
                                                         8,9
            below); (ii) simple physical examination methods;    position and visibility, while the FTS refers exclusively to
            (iii)  portable “wearable” electronic devices 10,11  that   tonsil size.
            essentially perform some or all of the functions of an   It can be seen from the above discussion that almost
            NPSG; and (iv) high-technology devices such as skull   all non-NPSG diagnostic methods are essentially
            imaging through computed tomography (CT) scan,     observational and correlational in nature. Only modern
            magnetic resonance imaging (MRI), cranio-facial X-ray,   “wearable”  electronics  that replicate  some  or all of  the
            or ultrasound evaluation of the upper airway, although the   functions of an NPSG are truly diagnostic, yet they
            latter equipment is not the focus of the present paper.  come at a significant cost and their results require expert
              Numerous questionnaires have been validated against   interpretation. Even the gold standard NPSG is only a
            NPSG for the identification of OSA. These include: STOP-  snapshot of a single night of sleep, which may or may not
            Bang,  Berlin Questionnaire,  SDB subscale of the Sleep   include supine rapid eye-movement (REM) sleep – where
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            Volume 3 Issue 4 (2024)                         2                               doi: 10.36922/gtm.4548
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