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Artificial Intelligence in Health                                              SDoH in clinical narratives



            1. Introduction                                    in clinical decision-making. Within the domain of medical
                                                               literature, clinical case reports serve as a reflection of the
            Social determinants of health (SDoH) are fundamental   priorities and perspectives of health-care professionals. The
            conditions that underpin the health disparities experienced   choices they make in detailing specific patient information
            by individuals globally. These determinants are the   — what they choose to include or exclude—offer insights
            circumstances in which people are born, grow, work, and   into what they deem significant or irrelevant. As such,
            live, and they encompass factors such as socioeconomic   the inclusion or omission of SDoH in these published
            status,  housing,  food  security,  and  exposure  to  violence   reports can act as a barometer of their importance within
                   1,2
            or stress.  Notably, these conditions have been proven to   the health-care community. By analyzing the frequency
            shape health outcomes to such an extent that up to 40% of   and context of SDoH mentions in these clinical cases, one
            health outcomes are attributed to SDoH challenges. 3,4
                                                               can gauge the weight and significance attributed to these
              Significantly, SDoH not only impacts health outcomes   factors by health-care professionals when communicating
            but also has discernible effects on health-care utilization.   notable clinical findings to a wider scientific audience.
            For instance, unmet social needs, a facet of SDoH, have been
                                                          5
            tied to clinical outcomes such as uncontrolled diabetes,    Natural  language  processing (NLP)  has  become an
            hypertension,   and  increased  hospital  readmissions  for   indispensable tool in the medical domain, revolutionizing
                       6
                                                               the extraction and analysis of complex data from clinical
            heart failure.  There is also evidence suggesting that                                 19,20
                       7
            moving from a high-poverty neighborhood to one with   texts and patient records. Recent publications   highlight
            lower poverty levels can lead to reductions in conditions   the  crucial  role  of NLP  in identifying,  categorizing, and
            such as extreme obesity and diabetes, emphasizing the role   analyzing health-related information from unstructured
            of environmental factors on health. 8              content as clinical narratives. The advancements in
                                                               NLP technologies, such as context-aware models like
              Given the undeniable influence of SDoH on health,   Bidirectional Encoder Representations from Transformers
            there have been initiatives to incorporate SDoH screening   (BERT)  and BioBERT,  have dramatically enhanced
                                                                     21
                                                                                   22
            into health-care delivery, with proposals to standardize the   our ability to process vast datasets, thereby transforming
            methods for capturing this information in electronic health   traditional health-care data analysis methods. 23-26  These
            records  (EHRs).   Advocates  believe  that  documenting   innovations offer deeper insights into the prevalence
                         9
            SDoH systematically at the point of care would bolster   and impact of SDoH,  previously obscured in clinical
            the identification of patients’ risk factors and streamline   documentation.  For instance, research has demonstrated
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            referrals to social services, fostering a more holistic   that NLP-based systems can identify clinical events with
            approach to patient care. 10,11                    significantly higher precision and sensitivity compared to
              However, the current reality paints a different picture.   traditional methods. One study demonstrated that an NLP
            Despite the evident significance of SDoH, they remain   system identified approximately four times as many clinical
            underrepresented in clinical documentation. Recent   events as standard approaches, with a positive predictive
            studies have indicated that a mere 2% of patients visiting   value (PPV) of 74%, a stark improvement over the 31% PPV
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            community  health  centers  had  at  least  one  documented   of methods relying solely on diagnostic codes.  In another
                 12
            SDoH,  a figure that was confirmed by the analysis of the   study, the precision of selected cases increased from 46%
            ICD10 codes in different studies. 13,14  Moreover, another   to 86% after incorporating NLP methods that followed
            study examining over a million unique patient EHRs   structured-based case selection with a sensitivity of 77%.
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            found that only a small percentage contained mentions   These examples highlight the transformative impact of
            of social isolation, housing issues, or financial strain,    NLP in enhancing the detection and characterization
                                                         15
            a finding that has been replicated in other studies.    of SDoH and clinical events from medical narratives,
                                                         16
            However, other analyses  conducted in the primary care   enabling a more nuanced and comprehensive analysis of
            context have reported slightly higher proportions i.e.,   health-care data.
            7%  of  patients  with  SDoH  documented  in  Spain   and   Our study utilizes advanced NLP technology to meet
                                                     17
            4% to 18% in the United States (US).  These findings   the need for improved documentation and understanding
                                            18
            indicate that utilizing EHRs for SDoH documentation is   of  SDoH  in  clinical  settings.  We  investigated  factors
            insufficient, and a systemic approach involving education,   influencing the mention of SDoH in publicly available
            policy redesign, and incentives might be necessary to boost   clinical case reports and how this knowledge could inform
            documentation. 9                                   the development of more effective policies for SDoH
              These findings are concerning as a discrepancy in SDoH   reporting. In addition, our analysis identified potential
            documentation could be indicative of a broader oversight   stereotypes or discrimination in artificial intelligence (AI)


            Volume 1 Issue 2 (2024)                        118                               doi: 10.36922/aih.2737
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