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International Journal of Bioprinting        Guide about the effects of sterilization on 3D-printed materials for medicine



            1. Introduction                                    contact with the patient. For example, an anatomical model
                                                               for surgical planning and training is classified as Class I; a
            Additive manufacturing (AM) and three-dimensional (3D)   cutting guide or a positioning guide (that will be in short
            printing technologies are revolutionizing manufacturing   contact with the patient’s mucosa/body) is classified as
            industries by enabling the development of devices and   Class IIa, the same as a patient-specific tracheotomy tube.
            products at the point of demand in a unique way. There   An implantable plate will be a Class IIb, and a functional
            are seven categories of AM technologies according to ISO/  implant, such as a knee implant, is classified as Class III.
                       [1]
            ASTM 52900 : (i) vat photopolymerization (VP), which
            includes stereolithography (SLA), digital light processing   Although the first 3D printing or AM materials tested
            (DLP), and volumetric 3D printing (3DVP); (ii) material   and validated  for  medical  use  have  appeared  in  recent
            extrusion (ME), which includes fused filament fabrication   years,  most  of  the  existing  materials are  not  designed
            (FFF) or fused deposition modeling (FDM) and direct   and validated to follow the hospital standards and MDR
            ink writing (DIW); (iii) material jetting (MJ); (iv) binder   compliance, nor are their mechanical properties analyzed
            jetting (BJ); (v) powder bed fusion (PBF), which includes   for the main sterilization processes used in hospital settings,
            selective laser sintering (SLS) and selective laser melting   taking into account their indications of use [9,16-19] . Thus, it
            (SLM); (vi) directed energy deposition (DED); and   is important to understand the effects of these chemical
            (vii) sheet lamination.                            and pressure processes and how the mechanical properties
               This revolution has been accelerated due to the   of 3D-printed parts are affected. All surgical instruments
            COVID-19 pandemic and the supply shortages in the   are cleaned and sterilized before they are used. In some
            medical field [2-6] , further popularizing the manufacturing   applications, certain sets of materials containing surgical
            of patient-specific point-of-care medical device. AM and   aid tools and implants are cleaned and sterilized several
                                                                          [20]
            3D printing in healthcare refer mainly to technologies   times per day . The effect of sterilization on mechanical
            focused on generating 3D physical objects to produce   behavior and dimensional changes and distortion of
            personalized medical devices (from anatomical models to   3D-printed  parts  is  key  to  understanding  its  potential
                                                                                                       [21]
            personalized splints, advanced medicines, or implants) .   applications and is the underlying cause of failures .
                                                        [7]
            The generation of personalized tools for surgical planning   Sterilization process can be performed by two different
            and medical training models have become the main   types of known processes : (i) thermal sterilization by
                                                                                    [22]
            applications of 3D printing technologies . In most cases,   dry heat or steam, also known as moist heat sterilization
                                            [8]
            the process is based on acquired images from a human   or autoclave; (ii) low-temperature sterilization, such as
            body, typically taken from both computed tomography   chemical (with ethylene oxide or hydrogen peroxide) or
            (CT) and magnetic resonance imaging (MRI). An identical   radiation (ionizing or ultraviolet [UV] radiation). Most
            copy, obtained either from volume rendering (VR) or 3D   common sterilization methods available in hospitals are
            computer-aided design (CAD) models, of the clinical case   steam heat sterilization (also known as autoclave [AU]),
            is an advantage for customizing the surgical approach [2,4,9] .   gas  plasma  (also  known  as  hydrogen  peroxide  [HPO]
            In this process, customized surgical tools and implants can   autoclave), and ethylene oxide . Other sterilization
                                                                                          [23]
            be designed and produced [10-14] . These tools printed with   techniques have significant disadvantages for their use in
            AM technologies are being rapidly adopted, but most of   hospitals. For instance, thermal sterilization by dry heat
            the materials used for printing the tools were originally   is at this moment banned from hospitals of the European
            designed for applications in other (nonmedical) industries.  Union due to the inactivity on prions . Then, radiation
                                                                                              [24]
               In medical applications, functional products are subject   sterilization, which is mainly used in the food industry as
            to application-specific mechanical loads, pressure, erosion   well as in the medical device industry, is not suitable for
                                                                      [24]
            and stress, and are exposed to chemicals and environmental   hospitals . Ethylene oxide should be avoided for several
            factors limited to specific working and storage conditions.   reasons: (i) it changes the polymer structures; (ii) it causes
            Additionally, the materials and manufacturing processes   molecular weight loss; and (iii) it generates toxicity on the
            and the design of parts depend not only on their indication   surface of the sample, for example, in polylactic acid (PLA)
                                                                                                    [25]
            of use and the time of usage, but also on the performance   or  polyethylene terephthalate  glycol  (PETG) .  Unlike
            needed and the physical and chemical conditions they will   the HPO low-temperature sterilization, no toxic residues
            work in. Since May 2017, depending on their indication   remain on the items that have been sterilized. Additionally,
            of use and risk, AM medical applications are classified by   this technique is not only effective and safe but also does not
                                                                                                         [24]
            the European Union as Medical Devices regulated under   require any aeration time compared to ethylene oxide .
            the Medical Device Regulation (MDR) . Thus, each      The  materials that  have  been  studied so  far  include:
                                              [15]
            application is classified according to its risk and time in   (i) PLA [24,26] , acrylonitrile butadiene styrene (ABS) [27-30]  or


            Volume 9 Issue 5 (2023)                        146                         https://doi.org/10.18063/ijb.756
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